The Death of a Prophet. Stephen J. Shoemaker
deploy methods capable of identifying different types of bias and excavating information from these sources, along the lines of those techniques used to reconstruct the historical Jesus from the highly theologized narratives of the Christian gospels. This endeavor will not yield, to be sure, history “wie es eigentlich gewesen,” but this was always a hyper-modern fantasy in any case.10 Instead, we will be able to reconstruct a narrative (or quite possibly several narratives) of Islamic origins that possesses a degree of probability derived from the particular methodological principles used to assess the relative reliability of various testimonies concerning the formation of Islam. Hagarism opened the door to this new approach, and in its wake we must critically assess the strikingly dissimilar descriptions of earliest Islam often found in the non-Islamic sources of the seventh and eighth centuries and in the more traditional Islamic accounts from the later eighth and ninth centuries. While a great deal of investigation still remains to be done along these lines, the past two decades have already seen some excellent work in this area, much of it inspired by the initial insights of Crone and Cook.11
Rather than pursuing one of the many new issues that undoubtedly await exploration, the present study will return to what was surely one of Hagarism’s most startling revelations: its identification of widespread reports from seventh- and eighth-century writers that Muhammad was still alive and leading the Islamic community as his followers began their invasion of the Roman Near East. This indication is strikingly at odds with the traditional account of Muhammad’s death before the Near Eastern conquest at Medina in 632, first recorded in the earliest Islamic biographies of the mid-eighth and ninth centuries. With so many unanswered questions still to pursue, one might rightly question the return to an issue raised now already over thirty years ago. There are, however, several reasons for doing so. In the first place, Crone and Cook merely note the existence of this discrepancy in the sources, gathering many of the most significant references together in an endnote. Instead of carefully evaluating the historical significance of these witnesses both individually and collectively, they conclude their list of references with only the remark: “The convergence is impressive.”12 Indeed it is, but can we say something more than this? Might a critical analysis of the sources give us some sense of how much historical weight they can bear, both individually and collectively? Is it possible that, even if Muhammad did not in fact lead the Islamic conquest of Palestine, this tradition might reveal something about the nature of formative Islam?
In all fairness, we are presently much better equipped to pose such questions, in large part due to the excellent work of Hoyland, most notably in his Seeing Islam as Others Saw It. Not only has Hoyland produced an outstanding catalogue of the many references to early Islam made in non-Islamic sources,13 but he takes the project that was begun in Hagarism an important step forward by proposing a basic methodology for evaluating the significance of these sources, as well as providing examples of its application. In essence, Hoyland proposes that we should ask three basic questions of each potential witness to assess its historical worth: What is the source of its observation(s) about early Islam? What is the character of the observation? And what is the subject of the observation? The first question rather straightforwardly asks us to consider the reliability of each author’s source: Was he himself an eyewitness to what he reports? Did she hear it from those who were eyewitnesses? Or is it merely hearsay or gossip?14 Clearly there is a descending scale of reliability as one moves down this list. In addition, Hoyland suggests that we consider the nature of the observation itself: does the source report a “simple observation of fact,” or does the information in question serve some sort of apologetic agenda or “totalizing explanation”?15 “Simple observations,” Hoyland suggests, will likely have a much higher degree of historical veracity. Somewhat related to this is the third principle, which questions the nature of the matter that the non-Islamic source describes: Is it something that an outsider would likely have accurate knowledge of? That is, does the statement reflect something that would be readily observable by a non-Muslim, or even better, is it something that would have directly affected non-Muslims? In such cases, the witness of non-Muslim writers is more likely to transmit reliable information. When the same writers comment on aspects of Islamic belief and intra-communal life, however, we must adopt a more skeptical approach to their reports.16
These are sound principles for assessing the relative worth of the various non-Islamic witnesses to the earliest history of Islam, to which I would add one further: the criterion of multiple, independent attestation, one of the oldest and most fundamental principles of modern biblical criticism and particularly important for studies of the historical Jesus.17 As biblical scholars have long recognized, a higher degree of historical probability inheres in observations attested by several independent sources, since this pattern makes it highly unlikely that a particular writer has invented a given report. When a particular tradition from the non-Islamic sources meets all of these criteria, there is a significant probability that such a report reflects genuine information about the formative period of Islam. While it cannot be said with any certainty that these witnesses disclose what really happened, such reports present high-quality information that derives from the period in question. Nevertheless, despite their exceptional value, these testimonies should not simply be taken at face value, and they need to be compared critically with related traditions from the earliest Islamic sources.
When there is sharp disagreement with the canonical narratives of Islamic origins, as is the case with the circumstances of Muhammad’s death, one must also subject the relevant Islamic sources to a similar scrutiny, in order to determine if the difference reflects the influence of later theological, political, literary, or other interests within the Islamic tradition. This process will involve bringing the full toolkit of historical criticism to bear on the traditions of the Qurʾān and the earliest narratives of Islamic origins, including elements of form criticism, tradition criticism, Tendenz criticism, and, whenever possible, source criticism and redaction criticism. Likewise, in such circumstances it will be important to look for any anomalies within the Islamic tradition that might corroborate the reports of the non-Islamic sources. Here the criterion of embarrassment or dissimilarity (that is, dissimilarity from the later tradition) is particularly valuable. According to this cornerstone of historical Jesus studies, material sharply at odds with the received tradition is unlikely to have been invented by the later community; such divergences from established belief and practice are instead likely remnants of an older formation, preserved in spite of their deviance on account of their antiquity.18 When a number of witnesses converge to reveal the same discordant theme, there is a high probability that this material reflects a particularly early tradition that has been effaced from the canonical sources. Moreover, if evidence from the non-Islamic sources exhibits coherence with such anomalies in the early Islamic sources, then there is an even greater likelihood that this represents a primitive aspect of the Islamic faith that was either altered or abandoned by the later tradition.
Hoyland has recently questioned the value of this criterion of dissimilarity or embarrassment for the reconstruction of early Islam, characterizing such reasoning as “highly dubious.”19 As evidence against the value of this principle, Hoyland refers to John Burton’s explanation of the Satanic Verses episode from Muhammad’s early biographies: while scholars have overwhelmingly looked to this embarrassing moment from Muhammad’s career as almost certainly genuine, since “it is unthinkable that the story could have been invented by Muslims,”20 Burton suggests that the story was indeed invented to show “that Qurʾanic verses could be divinely withdrawn without verbal replacement.”21 Nevertheless, Burton’s rather complicated argument has not gained much traction, and his proposal that the entire story was invented simply to provide justification for a particular form of Qurʾānic abrogation is not very persuasive and certainly does not afford sufficient grounds for abolishing this core principle of historical and textual analysis.22 Hoyland further remarks that the reasoning behind this criterion “implies that our modern views on what is favourable or not coincide with those of early Muslims.” Yet Burton’s alternative merely replaces this modern viewpoint with the arcane world of early Qurʾānic exegesis, and one must admit that it is certainly no less problematic to view the origins of Islam through the lens of the medieval Islamic tradition and its interpretive categories. In this regard, Gerald Hawting’s analysis of the Satanic Verses tradition offers a