Risk Based Internal Auditing A Complete Guide - 2020 Edition. Gerardus Blokdyk
and round to the nearest tenth. Then transfer to the corresponding spoke in the Risk Based Internal Auditing Scorecard on the second next page of the Self-Assessment.
Your completed Risk Based Internal Auditing Scorecard will give you a clear presentation of which Risk Based Internal Auditing areas need attention.
Risk Based Internal Auditing
Scorecard Example
Example of how the finalized Scorecard can look like:
Risk Based Internal Auditing
Scorecard
Your Scores:
BEGINNING OF THE
SELF-ASSESSMENT:
Table of Contents
About The Art of Service8
Included Resources - how to access8
Purpose of this Self-Assessment10
How to use the Self-Assessment11
Risk Based Internal Auditing
Scorecard Example13
Risk Based Internal Auditing
Scorecard14
BEGINNING OF THE
SELF-ASSESSMENT:15
CRITERION #1: RECOGNIZE16
CRITERION #2: DEFINE:27
CRITERION #3: MEASURE:43
CRITERION #4: ANALYZE:58
CRITERION #5: IMPROVE:74
CRITERION #6: CONTROL:91
CRITERION #7: SUSTAIN:104
Risk Based Internal Auditing and Managing Projects, Criteria for Project Managers:129
1.0 Initiating Process Group: Risk Based Internal Auditing130
1.1 Project Charter: Risk Based Internal Auditing132
1.2 Stakeholder Register: Risk Based Internal Auditing134
1.3 Stakeholder Analysis Matrix: Risk Based Internal Auditing135
2.0 Planning Process Group: Risk Based Internal Auditing137
2.1 Project Management Plan: Risk Based Internal Auditing139
2.2 Scope Management Plan: Risk Based Internal Auditing141
2.3 Requirements Management Plan: Risk Based Internal Auditing143
2.4 Requirements Documentation: Risk Based Internal Auditing145
2.5 Requirements Traceability Matrix: Risk Based Internal Auditing147
2.6 Project Scope Statement: Risk Based Internal Auditing149
2.7 Assumption and Constraint Log: Risk Based Internal Auditing151
2.8 Work Breakdown Structure: Risk Based Internal Auditing154
2.9 WBS Dictionary: Risk Based Internal Auditing156
2.10 Schedule Management Plan: Risk Based Internal Auditing159
2.11 Activity List: Risk Based Internal Auditing161
2.12 Activity Attributes: Risk Based Internal Auditing163
2.13 Milestone List: Risk Based Internal Auditing165
2.14 Network Diagram: Risk Based Internal Auditing167
2.15 Activity Resource Requirements: Risk Based Internal Auditing169
2.16 Resource Breakdown Structure: Risk Based Internal Auditing170
2.17 Activity Duration Estimates: Risk Based Internal Auditing172
2.18 Duration Estimating Worksheet: Risk Based Internal Auditing175
2.19 Project Schedule: Risk Based Internal Auditing177
2.20 Cost Management Plan: Risk Based Internal Auditing179
2.21 Activity Cost Estimates: Risk Based Internal Auditing181
2.22 Cost Estimating Worksheet: Risk Based Internal Auditing183
2.23 Cost Baseline: Risk Based Internal Auditing185
2.24 Quality Management Plan: Risk Based Internal Auditing187
2.25 Quality Metrics: Risk Based Internal Auditing189
2.26 Process Improvement Plan: Risk Based Internal Auditing191
2.27 Responsibility Assignment Matrix: Risk Based Internal Auditing193
2.28 Roles and Responsibilities: Risk Based Internal Auditing195
2.29 Human Resource Management Plan: Risk Based Internal Auditing197
2.30 Communications Management Plan: Risk Based Internal Auditing199
2.31 Risk Management Plan: Risk Based Internal Auditing201
2.32 Risk Register: Risk Based Internal Auditing203
2.33 Probability and Impact Assessment: Risk Based Internal Auditing205
2.34 Probability and Impact Matrix: Risk Based Internal Auditing207
2.35 Risk Data Sheet: Risk Based Internal Auditing209
2.36 Procurement Management Plan: Risk Based Internal Auditing211
2.37 Source Selection Criteria: Risk Based Internal Auditing213
2.38 Stakeholder Management Plan: Risk Based Internal Auditing215
2.39 Change Management Plan: Risk Based Internal Auditing217
3.0 Executing Process Group: Risk Based Internal Auditing219
3.1 Team Member Status Report: Risk Based Internal Auditing221
3.2 Change Request: Risk Based Internal Auditing223
3.3 Change Log: Risk Based Internal Auditing225
3.4 Decision Log: Risk Based Internal Auditing227
3.5 Quality Audit: Risk Based Internal Auditing229
3.6 Team Directory: Risk Based Internal Auditing232
3.7 Team Operating Agreement: Risk Based Internal Auditing234
3.8 Team Performance Assessment: Risk Based Internal Auditing236
3.9 Team Member Performance Assessment: Risk Based Internal Auditing238
3.10 Issue Log: Risk Based Internal Auditing240
4.0 Monitoring and Controlling Process Group: Risk Based Internal Auditing242
4.1 Project Performance Report: Risk Based Internal Auditing244
4.2 Variance Analysis: Risk Based Internal Auditing246
4.3 Earned Value Status: Risk Based Internal Auditing248
4.4 Risk Audit: Risk Based Internal Auditing250
4.5 Contractor Status Report: Risk Based Internal Auditing252
4.6 Formal Acceptance: Risk Based Internal Auditing254
5.0 Closing Process Group: Risk Based Internal Auditing256
5.1 Procurement Audit: Risk Based Internal Auditing258
5.2 Contract Close-Out: Risk Based Internal Auditing260
5.3 Project or Phase Close-Out: Risk Based Internal Auditing262
5.4 Lessons Learned: Risk Based Internal Auditing264
Index266
CRITERION #1: RECOGNIZE
INTENT: