The Law of Higher Education. William A. Kaplin
burdens that would unduly interfere with its ability to perform its educational functions—or when similar judgments to follow, against other institutions, would subject them to similar burdens. The Kunda court (above), for instance, suggested that deference may be appropriate when a court decision would “necessarily intrude upon the nature of the educational process itself” (621 F.2d at 547). The U.S. Supreme Court in the Cannon case (above) suggested that deference may be appropriate if litigating issues of the type before the court would be “so costly or voluminous that…the academic community [would be] unduly burdened” (441 U.S. at 710). And the court in Feldman warned of judicial decisions that would interfere with the institution's ability to fulfill its educational mission.
And fourth, occasionally a court may assert that the plaintiff's claim is not significant enough to warrant judicial intervention. For example, a Georgia state appellate court ruled broadly that “disputes concerning academic decisions made by public institutions of learning present no justiciable controversy” and that a trial court's injunction requiring a university to reinstate a student was erroneously awarded. In Board of Regents of University System of Georgia v. Houston, 638 S.E.2d 750 (Ga. Ct. App. 2006), a student who was suspended for two semesters after he was arrested for attempting to arrange a marijuana sale sought a temporary restraining order to reinstate him at Georgia Institute of Technology (Georgia Tech) and on the football team. Despite the fact that the discipline was for social (and criminal) misconduct rather than for academic misconduct, the court, quoting earlier decisions by the Georgia Supreme Court, applied the academic abstention doctrine to the case. Said the court, “[a]bsent plain necessity impelled by a deprivation of major proportion, the hand of the judicial branch alike must be withheld,” citing McDaniel v. Thomas, 285 S.E.2d 156 (Ga. 1981). The court explained that the student had not raised an equal protection claim of disparate treatment in punishment and that “there is no right to participate in extracurricular sports, including football.” Therefore, the trial court lacked jurisdiction over the controversy.
By developing the converse of the reasons for according deference, one can discern various reasons why a court would or should not defer to a college or university. Again, there are three overlapping categories of reasons. First, if the judgment to be reviewed by the court is not a “genuinely academic decision,” courts are less likely to defer. As the Court in Ewing noted, if “the person or committee responsible did not actually exercise professional judgment” (474 U.S. at 225), there is little reason to defer. This is particularly so if the nonacademic reason for the decision may be an illegitimate reason, such as racial or gender bias (see Gray v. Board of Higher Education, 692 F.2d 901, 909 (2d Cir. 1982), and Williams v. Lindenwood, 288 F.3d 349, 356 (8th Cir. 2002)). Second, if the judgment being reviewed is a disciplinary rather than an academic judgment, the court's competence is relatively greater and the university's is relatively less; the factor of relative institutional competence may therefore become a wash or weigh more heavily in the court's (and thus the challenger's) favor. Similarly, when the challenge to the institution's decision concerns the procedures it used rather than the substance or merits of the decision itself, the court's competence is greater than the institution's, and there is usually little or no room for deference. The case of Board of Curators v. Horowitz, above, explores these two distinctions at length. Third, when reviewing and overturning an institutional decision would not intrude upon the institution's core functions, or would not likely burden other institutions with a flood of litigation, these reasons for deference diminish as well. The U.S. Supreme Court used this point in University of Pennsylvania v. EEOC, above, when it declined to defer to the university because upholding the plaintiff's request would have only an “extremely attenuated” effect on academic freedom. And fourth, if the plaintiff alleges significant constitutional deprivations, it is unlikely that the court will withhold review.
2.2.3 Managing litigation and the threat of litigation. Managing, settling, and conducting litigation, like planning to avoid it, requires at all stages the in-depth involvement of attorneys.3 Institutions should place heavy emphasis on this aspect of institutional operations. Both administrators and counsel should cultivate conditions in which they can work together as a team in a treatment law mode (see Section 2.1.7). The administrator's basic understanding of the tactical and technical matters concerning jurisdiction, procedure, evidence, and remedies, and counsel's mastery of these technicalities and the tactical options and difficulties they present, will greatly enhance the institution's capacity to engage in treatment law that successfully protects the institution's mission as well as its reputation and financial resources. Counsel's understanding of judicial deference (see Section 2.2.5 above) and its tactical role in litigation is also of critical importance.
Litigation management is a two-way street. It may be employed either in a defensive posture, when the institution or its employees are sued or threatened with suit, or in an offensive posture, when the institution seeks access to the courts as the best means of protecting its interests with respect to a particular dispute. Administrators, like counsel, will thus do well to consider treatment law from both perspectives and to view courts and litigation as offering, in some circumstances, a potential benefit, rather than only as presenting a hindrance.
Although administrators and counsel must accord great attention and energy to lawsuits when they arise and thus must emphasize the expert practice of treatment law, their primary and broader objective should be to avoid lawsuits or limit their scope whenever that can be accomplished consistently with the institutional mission. Once a lawsuit has been filed, administrators and counsel sometimes can achieve this objective by using summary judgment motions or (if the institution is a defendant) motions to dismiss, or by encouraging pretrial negotiation and settlement. Moreover, by agreement of the parties, the dispute may be diverted from the courts to a mediator or an arbitrator. Even better, administrators and counsel may be able to derail disputes from the litigation track before any suit is filed by providing for a suitable alternative mechanism for resolving the dispute. Mediation and arbitration are common and increasingly important examples of such alternative dispute resolution (ADR) mechanisms (see Section 2.3 below), which are usable whether the institution is a defendant or a plaintiff and whether the dispute is an internal campus dispute or an external dispute with a commercial vendor, construction contractor, or other outside entity. For internal campus disputes, internal grievance processes and hearing panels (see, for example, Section 10.1) are also important ADR mechanisms and may frequently constitute remedies that, under the “exhaustion of remedies” doctrine (see Section 2.2.2.4 above), disputants must utilize before resorting to court.
Even before disputes arise, administrators and counsel should be actively engaging in preventive law (Section 2.4.2) as the most comprehensive and forward-looking means of avoiding and limiting lawsuits. Preventive law also has a useful role to play in the wake of a lawsuit, especially a major one in which the institution is sued and loses. In such a circumstance, administrators may engage in a “post-litigation audit” of the institutional offices and functions involved in the lawsuit—using the audit as a lens through which to view institutional shortcomings of the type that led to the judgment against the institution and to rectify such shortcomings in a way that serves to avoid future lawsuits in that area of concern.
Section 2.3. Alternative Dispute Resolution
2.3.1 Overview. The substantial cost of litigation, in terms of both time and money, and the law's limited capacity to fully resolve some types of disputes, have encouraged businesses, other organizations, and even courts to turn to alternative dispute resolution (ADR). ADR encompasses a variety of approaches to resolving disputes, from informal consultation with an ombudsperson who is vested with the authority to resolve some disputes and to seek resolution of others, to more formal processes such as grievance procedures, mediation, or arbitration. Commercial disputes and disputes in the