A history of China., [3d ed. rev. and enl.]. Wolfram Eberhard
in so far as they were not directly engaged in work commissioned by the state. The Confucianist writings came under special attack because they kept alive the memory of the old feudal conditions, preaching the ethic of the old feudal class which had just been destroyed and must not be allowed to rise again if the state was not to suffer fresh dissolution or if the central administration was not to be weakened. In 213 B.C. there took place the great holocaust of books which destroyed the Confucianist writings with the exception of one copy of each work for the State Library. Books on practical subjects were not affected. In the fighting at the end of the Ch'in dynasty the State Library was burnt down, so that many of the old works have only come down to us in an imperfect state and with doubtful accuracy. The real loss arose, however, from the fact that the new generation was little interested in the Confucianist literature, so that when, fifty years later, the effort was made to restore some texts from the oral tradition, there no longer existed any scholars who really knew them by heart, as had been customary in the past.
In 221 B.C. Shih Huang-ti had become emperor of all China. The judgments passed on him vary greatly: the official Chinese historiography rejects him entirely—naturally, for he tried to exterminate Confucianism, while every later historian was himself a Confucian. Western scholars often treat him as one of the greatest men in world history. Closer research has shown that Shih Huang-ti was evidently an average man without any great gifts, that he was superstitious, and shared the tendency of his time to mystical and shamanistic notions. His own opinion was that he was the first of a series of ten thousand emperors of his dynasty (Shih Huang-ti means "First Emperor"), and this merely suggests megalomania. The basic principles of his administration had been laid down long before his time by the philosophers of the Legalist school, and were given effect by his Chancellor Li Ssŭ. Li Ssŭ was the really great personality of that period. The Legalists taught that the ruler must do as little as possible himself. His Ministers were there to act for him. He himself was to be regarded as a symbol of Heaven. In that capacity Shih Huang-ti undertook periodical journeys into the various parts of the empire, less for any practical purpose of inspection than for purposes of public worship. They corresponded to the course of the sun, and this indicates that Shih Huang-ti had adopted a notion derived from the older northern culture of the nomad peoples.
He planned the capital in an ambitious style but, although there was real need for extension of the city, his plans can scarcely be regarded as of great service. His enormous palace, and also his mausoleum which was built for him before his death, were constructed in accordance with astral notions. Within the palace the emperor continually changed his residential quarters, probably not only from fear of assassination but also for astral reasons. His mausoleum formed a hemispherical dome, and all the stars of the sky were painted on its interior.
3 Frontier defence. Internal collapse
When the empire had been unified by the destruction of the feudal states, the central government became responsible for the protection of the frontiers from attack from without. In the south there were only peoples in a very low state of civilization, who could offer no serious menace to the Chinese. The trading colonies that gradually extended to Canton and still farther south served as Chinese administrative centres for provinces and prefectures, with small but adequate armies of their own, so that in case of need they could defend themselves. In the north the position was much more difficult. In addition to their conquest within China, the rulers of Ch'in had pushed their frontier far to the north. The nomad tribes had been pressed back and deprived of their best pasturage, namely the Ordos region. When the livelihood of nomad peoples is affected, when they are threatened with starvation, their tribes often collect round a tribal leader who promises new pasturage and better conditions of life for all who take part in the common campaigns. In this way the first great union of tribes in the north of China came into existence in this period, forming the realm of the Hsiung-nu under their first leader, T'ou-man. This first realm of the Hsiung-nu was not yet extensive, but its ambitious and warlike attitude made it a danger to Ch'in. It was therefore decided to maintain a large permanent army in the north. In addition to this, the frontier walls already existing in the mountains were rebuilt and made into a single great system. Thus came into existence in 214 B.C., out of the blood and sweat of countless pressed labourers, the famous Great Wall.
On one of his periodical journeys the emperor fell ill and died. His death was the signal for the rising of many rebellious elements. Nobles rose in order to regain power and influence; generals rose because they objected to the permanent pressure from the central administration and their supervision by controllers; men of the people rose as popular leaders because the people were more tormented than ever by forced labour, generally at a distance from their homes. Within a few months there were six different rebellions and six different "rulers". Assassinations became the order of the day; the young heir to the throne was removed in this way and replaced by another young prince. But as early as 206 B.C. one of the rebels, Liu Chi (also called Liu Pang), entered the capital and dethroned the nominal emperor. Liu Chi at first had to retreat and was involved in hard fighting with a rival, but gradually he succeeded in gaining the upper hand and defeated not only his rival but also the other eighteen states that had been set up anew in China in those years.
THE MIDDLE AGES
Chapter Six
THE HAN DYNASTY (206 B.C.-A.D. 220)
1 Development of the gentry-state
In 206 B.C. Liu Chi assumed the title of Emperor and gave his dynasty the name of the Han Dynasty. After his death he was given as emperor the name of Kao Tsu.[4] The period of the Han dynasty may be described as the beginning of the Chinese Middle Ages, while that of the Ch'in dynasty represents the transition from antiquity to the Middle Ages; for under the Han dynasty we meet in China with a new form of state, the "gentry state". The feudalism of ancient times has come definitely to its end.
[4] From then on, every emperor was given after his death an official name as emperor, under which he appears in the Chinese sources. We have adopted the original or the official name according to which of the two has come into the more general use in Western books.
Emperor Kao Tsu came from eastern China, and his family seems to have been a peasant family; in any case it did not belong to the old nobility. After his destruction of his strongest rival, the removal of the kings who had made themselves independent in the last years of the Ch'in dynasty was a relatively easy task for the new autocrat, although these struggles occupied the greater part of his reign. A much more difficult question, however, faced him: How was the empire to be governed? Kao Tsu's old friends and fellow-countrymen, who had helped him into power, had been rewarded by appointment as generals or high officials. Gradually he got rid of those who had been his best comrades, as so many upstart rulers have done before and after him in every country in the world. An emperor does not like to be reminded of a very humble past, and he is liable also to fear the rivalry of men who formerly were his equals. It is evident that little attention was paid to theories of administration; policy was determined mainly by practical considerations. Kao Tsu allowed many laws and regulations to remain in force, including the prohibition of Confucianist writings. On the other hand, he reverted to the allocation of fiefs, though not to old noble families but to his relatives and some of his closest adherents, generally men of inferior social standing. Thus a mixed administration came into being: part of the empire was governed by new feudal princes, and another part split up into provinces and prefectures and placed directly under the central power through its officials.
But whence came the