A history of China., [3d ed. rev. and enl.]. Wolfram Eberhard
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myself to placing certain lines of thought in the foreground and paying less attention to others. I have devoted myself mainly to showing the main lines of China's social and cultural development down to the present day. But I have also been concerned not to leave out of account China's relations with her neighbours. Now that we have a better knowledge of China's neighbours, the Turks, Mongols, Tibetans, Tunguses, Tai, not confined to the narratives of Chinese, who always speak only of "barbarians", we are better able to realize how closely China has been associated with her neighbours from the first day of her history to the present time; how greatly she is indebted to them, and how much she has given them. We no longer see China as a great civilization surrounded by barbarians, but we study the Chinese coming to terms with their neighbours, who had civilizations of quite different types but nevertheless developed ones.
It is usual to split up Chinese history under the various dynasties that have ruled China or parts thereof. The beginning or end of a dynasty does not always indicate the beginning or the end of a definite period of China's social or cultural development. We have tried to break China's history down into the three large periods—"Antiquity", "The Middle Ages", and "Modern Times". This does not mean that we compare these periods with periods of the same name in Western history although, naturally, we find some similarities with the development of society and culture in the West. Every attempt towards periodization is to some degree arbitrary: the beginning and end of the Middle Ages, for instance, cannot be fixed to a year, because development is a continuous process. To some degree any periodization is a matter of convenience, and it should be accepted as such.
The account of Chinese history here given is based on a study of the original documents and excavations, and on a study of recent research done by Chinese, Japanese and Western scholars, including my own research. In many cases, these recent studies produced new data or arranged new data in a new way without an attempt to draw general conclusions. By putting such studies together, by fitting them into the pattern that already existed, new insights into social and cultural processes have been gained. The specialist in the field will, I hope, easily recognize the sources, primary or secondary, on which such new insights represented in this book are based. Brief notes are appended for each chapter; they indicate the most important works in English and provide the general reader with an opportunity of finding further information on the problems touched on. For the specialist brief hints to international research are given, mainly in cases in which different interpretations have been proposed.
Chinese words are transcribed according to the Wade-Giles system with the exception of names for which already a popular way of transcription exists (such as Peking). Place names are written without hyphen, if they remain readable.
THE EARLIEST TIMES
Chapter One
PREHISTORY
1 Sources for the earliest history
Until recently we were dependent for the beginnings of Chinese history on the written Chinese tradition. According to these sources China's history began either about 4000 B.C. or about 2700 B.C. with a succession of wise emperors who "invented" the elements of a civilization, such as clothing, the preparation of food, marriage, and a state system; they instructed their people in these things, and so brought China, as early as in the third millennium B.C., to an astonishingly high cultural level. However, all we know of the origin of civilizations makes this of itself entirely improbable; no other civilization in the world originated in any such way. As time went on, Chinese historians found more and more to say about primeval times. All these narratives were collected in the great imperial history that appeared at the beginning of the Manchu epoch. That book was translated into French, and all the works written in Western languages until recent years on Chinese history and civilization have been based in the last resort on that translation.
Modern research has not only demonstrated that all these accounts are inventions of a much later period, but has also shown why such narratives were composed. The older historical sources make no mention of any rulers before 2200 B.C., no mention even of their names. The names of earlier rulers first appear in documents of about 400 B.C.; the deeds attributed to them and the dates assigned to them often do not appear until much later. Secondly, it was shown that the traditional chronology is wrong and another must be adopted, reducing all the dates for the more ancient history, before 900 B.C. Finally, all narratives and reports from China's earliest period have been dealt a mortal blow by modern archaeology, with the excavations of recent years. There was no trace of any high civilization in the third millennium B.C., and, indeed, we can only speak of a real "Chinese civilization" from 1300 B.C. onward. The peoples of the China of that time had come from the most varied sources; from 1300 B.C. they underwent a common process of development that welded them into a new unity. In this sense and emphasizing the cultural aspects, we are justified in using from then on a new name, "Chinese", for the peoples of China. Those sections, however, of their ancestral populations who played no part in the subsequent cultural and racial fusion, we may fairly call "non-Chinese". This distinction answers the question that continually crops up, whether the Chinese are "autochthonons". They are autochthonons in the sense that they formed a unit in the Far East, in the geographical region of the present China, and were not immigrants from the Middle East.
2 The Peking Man
Man makes his appearance in the Far East at a time when remains in other parts of the world are very rare and are disputed. He appears as the so-called "Peking Man", whose bones were found in caves of Chou-k'ou-tien south of Peking. The Peking Man is vastly different from the men of today, and forms a special branch of the human race, closely allied to the Pithecanthropus of Java. The formation of later races of mankind from these types has not yet been traced, if it occurred at all. Some anthropologists consider, however, that the Peking Man possessed already certain characteristics peculiar to the yellow race.
The Peking Man lived in caves; no doubt he was a hunter, already in possession of very simple stone implements and also of the art of making fire. As none of the skeletons so far found are complete, it is assumed that he buried certain bones of the dead in different places from the rest. This burial custom, which is found among primitive peoples in other parts of the world, suggests the conclusion that the Peking Man already had religious notions. We have no knowledge yet of the length of time the Peking Man may have inhabited the Far East. His first traces are attributed to a million years ago, and he may have flourished in 500,000 B.C.
3 The Palaeolithic Age
After the period of the Peking Man there comes a great gap in our knowledge. All that we know indicates that at the time of the Peking Man there must have been a warmer and especially a damper climate in North China and Inner Mongolia than today. Great areas of the Ordos region, now dry steppe, were traversed in that epoch by small rivers and lakes beside which men could live. There were elephants, rhinoceroses, extinct species of stag and bull, even tapirs and other wild animals. About 50,000 B.C. there lived by these lakes a hunting people whose stone implements (and a few of bone) have been found in many places. The implements are comparable in type with the palaeolithic implements of Europe (Mousterian type, and more rarely Aurignacian or even Magdalenian). They are not, however, exactly like the European implements, but have a character of their own. We do not yet know what the men of these communities looked like, because as yet no indisputable human remains have been found. All the stone implements have been found on the surface, where they have been brought to light by the wind as it swept away the loess. These stone-age communities seem to have lasted a considerable time and to have been spread not only over North China but over Mongolia and Manchuria. It must not be assumed that the stone age came to an end at the same time everywhere. Historical