The Struggle for Sovereignty. Группа авторов
in unprecedented quantities.3 Thanks to the “swarming number of pamphleteers” stricken with what a correspondent of Lord Conway diagnosed as “a powerful disease, this writing,” we can read for ourselves the political theories and analyses of scores of the best minds of that talented, turbulent, and pivotal age.4 The literature they left has been of the greatest consequence for succeeding generations across the entire political spectrum.
There are a variety of compelling justifications for a collection of these essays. The most general was touched upon by the royalist Bishop Brian Duppa in 1656 when he praised Photius, whose anthology Bibliotheca included the names and works of many classical authors “which else had utterly perished” and heartily wished “there wer found som to imitate him; for besides preserving the memory, both of greater and more especially lesser tracts and treatises (which ar commonly lost like pinns and needles, and never recovered again), there might be great use made of it, both in the exercising of every man’s own judgement, and giving an edge to the judgement of others.”5 It is hoped this collection of seventeenth-century tracts might be of similar “great use.” Issues of sovereignty are chronic, and the struggles of seventeenth-century men to achieve liberty with order speak to us still. Moreover, while much study has been lavished upon those few seventeenth-century theorists later centuries have deemed original and important, the works of other excellent thinkers, such as Henry Ferne, Francis Rous, and Gilbert Burnet, now nearly as lost as Duppa’s “pinns and needles,” were frequently more typical of their age and more influential during it, and furnish an intellectual context in which a Hobbes and a Locke can be better understood and more justly evaluated.
Beyond such a general purpose is the historian’s purpose. As Bernard Bailyn wrote of the pamphlets of the American Revolution, these tracts “reveal not merely positions taken but the reasons why positions were taken; they reveal motive and understanding: the assumptions, beliefs, and ideas—the articulated world view—that lay behind the manifest events of the time.”6
Lastly, many seventeenth-century historians now question the assumption that clashing constitutional theories played a prominent role in the civil war. They rightly stress the political concepts most Englishmen shared, but some have gone on to marginalize and belittle the importance and the quality of the political theories so passionately argued prior to, and during, the civil war era.7 Indeed, one scholar maintained that “from the time religious and ecclesiastical splits seriously damaged parliamentary unity to the time when that unity was, after a fashion, restored at dreadful cost, constitutional thought was suspended.”8 The political treatises of the Restoration period have suffered less belittlement only because until recently they have not been the subject of serious consideration.9 In both instances exposure to the published tracts of influential, if lesser known, authors provides an opportunity for a larger audience to evaluate their quality and significance and hopefully arrive at a richer understanding of the century’s political thought and conflicts.
When I first traveled to Great Britain I was cautioned, “Just because you speak the same language, don’t think you understand each other.” That advice is just as sound for the time traveler determined to fathom the tangled intellectual milieu of seventeenth-century Englishmen. In addition to the need to understand a battery of then commonly accepted political notions, it is important to be aware that the vocabulary central to the debate over sovereignty—words such as “sovereign” and “absolute”—had meanings so various and shifting that the protagonists themselves were often confused. This brief introduction can do no more than point out the major landmarks and landmines of that philosophical universe. The fascinating implications and nuances of the discussion will be left to the authors themselves.
Let us begin with those political understandings Englishmen shared, for their inherent contradictions were at the root of the trouble.10 We will then consider the various claims for supremacy. The English king was head of both church and state. His political position was ancient, his role as supreme head of the Church of England less than a century old when James I came to the throne in 1603. This double role had great potential to ensure a secure and powerful monarchy but also generated inconsistent constitutional expectations.
The glory of the constitution was regarded by many as its balance and reciprocity: balance between the king’s prerogatives and people’s liberties and between the king’s duty to his subjects and their obedience to him. This last was viewed as a kind of contract in which the king was bound to maintain the customs and liberties of his subjects by his coronation oath while his subjects were bound to him by oaths of loyalty and supremacy.11 Thus, while the English government was a hereditary monarchy—then considered the most stable form of polity—it was no simple monarchy since the king’s powers were limited by the laws and customs of the realm and, in the critical areas of legislation and direct taxation, were shared with Parliament. Parliament comprised the monarch and representatives of the three estates of the realm—the lords spiritual and the lords temporal who sat in the House of Lords, and the townsmen and gentry whose representatives sat in the House of Commons.12 This gave credibility to the belief of Englishmen that their government was a judicious mixture of monarchy, aristocracy, and democracy possessing the advantages and avoiding the weaknesses of each.13 Although the concepts of the contract theory and mixed government imbedded in these notions, with their implication that the king might be held to account by his people, were prudently silenced in the immediate aftermath of the 1605 Gunpowder Plot, both theories resurfaced in the late 1630s.14
The king’s relationship with Parliament was complex. It shared his legislative and fiscal authority, and the king in Parliament was regarded as English government at its most potent. But Parliament was, in many respects, a creature of the Crown. The king decided when it should be summoned and when dissolved, and no bill could become law without his consent.15 Moreover, he had numerous opportunities to manipulate the membership of the Commons, while in the House of Lords the spiritual lords—the bishops—were royal appointees and the ranks of lay peers could be supplemented at his pleasure.16 Then too enforcement of parliamentary statutes was left to the king and his courts, and the right to dispense with or suspend a law was part of his prerogative.17 Nonetheless, Parliament was the highest court in the realm because it alone was able to legislate and, so it contended, best able to interpret the law. It also served as a council to the king. In it “the whole body of the realm, and every particular member thereof, either in person or by representation (upon their own free elections) … [were] by the laws of the realm deemed to be personally present.”18 Englishmen regarded Parliament as necessary to the maintenance of their ancient rights.
These rights and customs were continually evolving, but their gist was believed to be immemorial, not the gift of any monarch, undisturbed even by the Norman conquest.19 The key rights had been laid down in Magna Carta, the Great Charter of 1215, reconfirmed by English monarchs no less than thirty-two times.20 The famed legal scholars, Henry de Bracton and Sir John Fortescue, stressed the legal constraints on English kingship. Bracton defined the English monarch as not subject to any man but under God and the law. Fortescue saw the royal office as “dominium politicum et regale” not “dominium regale,” that is constitutional, rather than absolute, monarchy.21 James I boasted monarchy was the “supremest thing upon earth,” but conceded he was “King by the common law of the land.”22 James added that a king governing a settled kingdom “leaves to be a king, and degenerates into a tyrant, as soon as he leaves off to rule according to his laws.”23
The boundary between the king’s prerogative powers and the people’s customs and liberties was set by common law and statute law and patrolled by the judges. Judges were sworn to do equal right to rich and poor and to ignore even the king’s orders in reaching their decisions. Yet judges were appointed by the Crown and under Charles I served at pleasure, rather than during good behavior.24 This was why John Selden, the famous jurist, found the king’s oath “not security enough for our Property for he swears to Govern according to Law; now the Judges they interpret the Law, and what Judges can be made to do we know.”25 But skeptics aside, the courts were regarded as key to the maintenance of English liberties, and an English monarch employed the courts for blatant political