The Law of Higher Education. William A. Kaplin
provide basic information on the U.S. legal system; Sections 1.4.4, 2.1.4, and 2.2.1 provide basic information on the U.S. court system; Sections 1.7 and 2.1.7 provide basic information on the roles of attorneys; Sections 1.4.2, 1.4.4, and 1.4.5 provide basic information on “case law” and other legal materials and research tools. In addition, Sections 11.1, 11.2.1, and 11.3.1 of this book, taken together, describe the constitutional structure of federalism as it applies to higher education. In addition, Appendix A of this book, “The Constitution of the United States: Provisions of Particular Interest to Postsecondary Education,” provides an overview of the U.S. Constitution, which is the foundation and framework for the entire U.S. legal system; Appendix B, “The Judicial System of the United States,” provides an organizational overview of the federal and state courts; and Appendix C, “Reading and Analyzing Judicial Opinions,” provides an introduction to the study of case law.
For further information on these matters geared specifically to education students and educators, but also of use to law students and lawyers, see Sarah Redfield, Thinking Like a Lawyer: An Educator's Guide to Legal Analysis and Research (Carolina Academic Press, 2002), a resource that focuses directly on education students' and educators' interactions with law and lawyers; and Steve Permuth, Ralph Mawdsley, and Susan Silver, Research Methods for Studying Legal Issues in Education, 2d edition (Education Law Association, 2015), which addresses qualitative and quantitative methods as well as policy-oriented methods for research in education law. For other helpful resources, see the following publications:
1 Regarding an introduction to the American legal system, including the system of federal and state courts, see Margaret Johns and Rex Perschbacher, The United States Legal System: An Introduction (4th ed., Carolina Academic Press, 2017); E. Allan Farnsworth, An Introduction to the Legal System of the United States (4th ed., Oxford University Press, 2010); Stephen Elias, Legal Research: How to Find and Understand the Law (18th ed., Nolo, 2018), Chapters 3 and 7; and Steven Burton, An Introduction to Law and Legal Reasoning (3rd ed., Aspen Publishers, 2007), Chapters 6–9.
2 Regarding the legal profession and the role of lawyers, see Johns and Perschbacher, above, Chapter 2.
3 Regarding the basics of legal research and analysis, see AALL Legal Information Service to the Public, How to Research a Legal Problem: A Guide for Non-Lawyers (American Association of Law Libraries, available at https://www.aallnet.org/wp-content/uploads/2018/01/HowToResearchLegalProblemFinal_2014.pdf; Burton, above, Introduction and Chapters 1–5; Elias, above; and Christopher Wren and Jill Wren, The Legal Research Manual (2d ed., Adams & Ambrose, 1999).
4 For definitions and explanations of legal terms, see D. Mellinkoff, Dictionary of American Legal Usage (West, 1992); Elias and Levinkind, above, Appendix C, and Wren and Wren, above, Appendices L and M.
Notes
1 1 For resources on elementary/secondary education, see Victoria Dodd, Practical Education Law for the Twenty-First Century, (2d ed., Carolina Academic Press, 2010); Ronna Greff Schneider, Education Law: First Amendment, Due Process and Discrimination Litigation (Thomson/West, 2004); and William Valente & Christina Valente, Law in the Schools (6th ed., Prentice-Hall, 2004).
2 2 Faculty members also have legal relationships with other faculty members, as students do with other students, and as officers, administrators, and staff members do with other officers, administrators, and staff. These additional secondary relationships are not depicted in Figure I.3. For an illustrative discussion of student-to-student relationships, see Section 7.1.5 of this book.
1 Overview of Higher Education Law
Chapter 1 provides background information on the reach of the law into virtually every aspect of higher education and develops the foundational principles and conceptual distinctions that have guided the law's ever-expanding reach. After brief overviews of how the law's impact on academia has expanded and the body of higher education law has evolved since the 1950s, the chapter explains how decisions concerning colleges and universities, and their personnel and students, are made (governance). The chapter then reviews the sources of higher education law, distinguishing between those from outside the institution (such as constitutions, statutes, and common law) and those from within the institution (such as policies and contracts). Differences in how the law treats public institutions versus private institutions are examined, as is the state action doctrine (which serves to require public institutions, but usually not private institutions, to comply with the individual rights guarantees of the U.S. Constitution). Differences in how the law treats private religious, versus private secular, institutions are also addressed. The chapter then concludes with an examination of the relationship between law and policy (institutional policy as well as public policy), and legal counsel's role in advising the institution on the development and implementation of policy.
Section 1.1. How Far the Law Reaches and How Loudly It Speaks
Law's presence on the campus and its impact on the daily affairs of postsecondary institutions are pervasive and inescapable. Litigation and government regulation expose colleges and universities to jury trials and large monetary damage awards, to court injunctions affecting institutions' internal affairs, to government agency compliance investigations, hearings, and fines, and even to criminal prosecutions against administrative officers, faculty members, and students.
Many factors have contributed over the years to the development of this legalistic and litigious environment. Students' and parents' expectations have increased, spurred in part by increases in tuition and fees and in part by society's consumer orientation and marketing efforts by colleges and universities to attract students. Higher education institutions have also served as epicenters of social and political division occurring in the larger society on a range of issues. The greater availability of data that measures and compares institutions, and greater political savvy among students and faculty, has led to more sophisticated demands on institutions.
In addition, advocacy groups have used litigation against institutions as the means to assert faculty and student claims—and applicant claims as well, in suits concerning affirmative